Report of transactions of shares and related securities of Bavarian Nordic by persons holding managerial responsibilities and/or persons/companies closely associated with such
COPENHAGEN, Denmark, December 13, 2024 – Bavarian Nordic A/S (OMX: BAVA) has today received information about the following transactions of the company’s shares/related securities by persons holding managerial responsibilities and/or persons/companies closely associated with such.
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1. |
Details of the person discharging managerial responsibilities/person closely associated |
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a) |
Name |
Paul Chaplin |
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2. |
Reason for the notification |
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a) |
Position/status
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President and Chief Executive Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
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3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
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a) |
Name |
Bavarian Nordic A/S |
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|
b) |
LEI |
2138006JCDVYIN6INP51 |
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4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
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|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
54,669 |
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d) |
Aggregated information - Aggregated volume - Price |
54,669 DKK 0.00 |
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e) |
Date of the transaction |
2024-12-13 |
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f) |
Place of the transaction |
Outside a trading venue |
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|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Paul Chaplin |
|
|
2. |
Reason for the notification |
||
|
a) |
Position/status
|
President and Chief Executive Officer of Bavarian Nordic A/S |
|
|
b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
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|
a) |
Description of the financial instrument, type of instrument Identification code |
Restricted Stock Units
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|
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b) |
Nature of the transaction |
Grant |
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
21,586 |
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d) |
Aggregated information - Aggregated volume - Price |
21,586 |
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e) |
Date of the transaction |
2024-12-13 |
|
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f) |
Place of the transaction |
Outside a trading venue |
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|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
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|
a) |
Name |
Henrik Juuel |
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|
2. |
Reason for the notification |
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a) |
Position/status
|
Executive Vice President and Chief Financial Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
|
|
DKK 0.00 |
26,170 |
|
d) |
Aggregated information - Aggregated volume - Price |
26,170 DKK 0.00 |
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e) |
Date of the transaction |
2024-12-13 |
|
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f) |
Place of the transaction |
Outside a trading venue |
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|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Henrik Juuel |
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2. |
Reason for the notification |
||
|
a) |
Position/status
|
Executive Vice President and Chief Financial Officer of Bavarian Nordic A/S |
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|
b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Restricted Stock Units
|
|
|
b) |
Nature of the transaction |
Grant |
|
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c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
10,333 |
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d) |
Aggregated information - Aggregated volume - Price |
10,333 |
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e) |
Date of the transaction |
2024-12-13 |
|
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f) |
Place of the transaction |
Outside a trading venue |
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|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
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|
a) |
Name |
Jean-Christophe May |
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2. |
Reason for the notification |
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a) |
Position/status
|
Executive Vice President and Chief Commercial Officer of Bavarian Nordic A/S |
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b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
18,541 |
|
d) |
Aggregated information - Aggregated volume - Price |
18,541 |
|
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e) |
Date of the transaction |
2024-12-13 |
|
|
f) |
Place of the transaction |
Outside a trading venue |
|
|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Jean-Christophe May |
|
|
2. |
Reason for the notification |
||
|
a) |
Position/status
|
Executive Vice President and Chief Commercial Officer of Bavarian Nordic A/S |
|
|
b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Restricted Stock Units
|
|
|
b) |
Nature of the transaction |
Grant |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
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|
|
DKK 0.00 |
7,321 |
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d) |
Aggregated information - Aggregated volume - Price |
7,321 DKK 0.00 |
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e) |
Date of the transaction |
2024-12-13 |
|
|
f) |
Place of the transaction |
Outside a trading venue |
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|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Russell Thirsk |
|
|
2. |
Reason for the notification |
||
|
a) |
Position/status
|
Executive Vice President and Chief Operating Officer of Bavarian Nordic A/S |
|
|
b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Warrants
|
|
|
b) |
Nature of the transaction |
Grant |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
|
|
DKK 0.00 |
18,894 |
|
d) |
Aggregated information - Aggregated volume - Price |
18,894 DKK 0.00 |
|
|
e) |
Date of the transaction |
2024-12-13 |
|
|
f) |
Place of the transaction |
Outside a trading venue |
|
|
1. |
Details of the person discharging managerial responsibilities/person closely associated |
||
|
a) |
Name |
Russell Thirsk |
|
|
2. |
Reason for the notification |
||
|
a) |
Position/status
|
Executive Vice President and Chief Operating Officer of Bavarian Nordic A/S |
|
|
b) |
Initial notification/Amendment |
Initial notification |
|
|
3. |
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
||
|
a) |
Name |
Bavarian Nordic A/S |
|
|
b) |
LEI |
2138006JCDVYIN6INP51 |
|
|
4. |
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
||
|
a) |
Description of the financial instrument, type of instrument Identification code |
Restricted Stock Units
|
|
|
b) |
Nature of the transaction |
Grant |
|
|
c) |
Price(s) and volume(s) |
Price(s) |
Volume(s) |
|
|
|
DKK 0.00 |
7,460 |
|
d) |
Aggregated information - Aggregated volume - Price |
7,460 DKK 0.00 |
|
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e) |
Date of the transaction |
2024-12-13 |
|
|
f) |
Place of the transaction |
Outside a trading venue |
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About Bavarian Nordic
Bavarian Nordic is a global vaccine company with a mission to improve health and save lives through innovative vaccines. We are a preferred supplier of mpox and smallpox vaccines to governments to enhance public health preparedness and have a leading portfolio of travel vaccines. For more information, visit www.bavarian-nordic.com
Contacts
Europe: Rolf Sass Sørensen, Vice President Investor Relations, rss@bavarian-nordic.com, Tel: +45 61 77 47 43
US: Graham Morrell, Paddock Circle Advisors, graham@paddockcircle.com, Tel: +1 781 686 9600
Company Announcement no. 40 / 2024